David Spak

Bullhead City, AZ

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-03
AZ	RA	APPROVED	2018-08-08

TX RA
APPROVED

Since 2020-01-03
AZ RA
APPROVED

Since 2018-08-08

Branch Locations

2580 Highway 95 Suite 104, Bullhead City, AZ 86442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2018	Present
Ingersoll Rand	Mobile	AL	03/2015	01/2018

01/2018 → Present

Edward Jones

St Louis, MO
03/2015 → 01/2018

Ingersoll Rand

Mobile, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-07

S66 Uniform Combined State Law Examination

2018-08-07

Other Names

David Joseph Spak

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.

THRIVENT INVESTMENT MANAGEMENT INC.

J.P. MORGAN SECURITIES LLC

LPL FINANCIAL LLC

Other Investors

Shereen Michell Voelker

Amanda Lynne Carling

Tracy Rene Blackwell

Dominique M Moore

MARK DAVID LARSON

Jared Andrew Crow

Timothy Eckerdt

Clinton J. McClurkin

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Bullhead City, AZ

STATE FARM INVESTMENT MANAGEMENT CORP. · Bullhead City, AZ

EDWARD JONES · BULLHEAD CITY, AZ

THRIVENT INVESTMENT MANAGEMENT INC. · BULLHEAD CITY, AZ

J.P. MORGAN SECURITIES LLC · BULLHEAD CITY, AZ

J.P. MORGAN SECURITIES LLC · MOHAVE VALLEY, AZ

LPL FINANCIAL LLC · NEEDLES, CA

More in Bullhead City, AZ

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