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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-24 |
Branch Locations
1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Walnut Creek | CA | 02/2018 | Present |
| American Honda Finance Corporation | San Ramon | CA | 01/2016 | 02/2018 |
1) Name of Business: H Event Merch./ Address: 609 CHATEAU CT Denton Texas United States76209./ Investment Related: No./ Nature: Selling music merchandise as a vendor./ Role: selling merchandise for a concert./ Start Date: 7/28/2023./ Time Required: N/A. 2)SconnieLass & Co.,CaliforniaUnited States,Company,Retailers (Apparel, Food, General),Sconnielass&Co is a small, independently owned candle and home fragrance brand. The company designs, produces, and sells hand-poured candles and related accessories.,Responsible for all aspects of a small candle home fragrance business, including product design, production, and retail operations.Start date12/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-24 |
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