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Brittany Constance Ormondroyd

Ubs Financial Services Inc.

Walnut Creek, CA

CRD 6900772

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-01-24
  • CA RA
    APPROVED
    Since 2022-01-24

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Walnut Creek CA 02/2018 Present
American Honda Finance Corporation San Ramon CA 01/2016 02/2018
  • 02/2018 → Present
    Walnut Creek, CA
  • 01/2016 → 02/2018
    American Honda Finance Corporation
    San Ramon, CA
Other Businesses

1) Name of Business: H Event Merch./ Address: 609 CHATEAU CT Denton Texas United States76209./ Investment Related: No./ Nature: Selling music merchandise as a vendor./ Role: selling merchandise for a concert./ Start Date: 7/28/2023./ Time Required: N/A. 2)SconnieLass & Co.,CaliforniaUnited States,Company,Retailers (Apparel, Food, General),Sconnielass&Co is a small, independently owned candle and home fragrance brand. The company designs, produces, and sells hand-poured candles and related accessories.,Responsible for all aspects of a small candle home fragrance business, including product design, production, and retail operations.Start date12/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-24
  • S66 Uniform Combined State Law Examination
    2022-01-24
Other Names
  • Brittany Constance Ayars

View on SEC IAPD

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