Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-11
CA RA APPROVED 2018-06-25
  • NC RA
    APPROVED
    Since 2023-09-11
  • CA RA
    APPROVED
    Since 2018-06-25

Branch Locations

150 N College St, Charlotte, NC 28255 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redding CA 12/2014 Present
Bank Of America, N.A. Redding CA 12/2014 Present
Other Businesses

I*: 2589273 Entity Type: Charitable Name of OBA: Newsong Church / Adrent Ministries Address: Cornelius, NC 28031 Investment Related: No Position, Title, Association: Deacon Employee Start Date: 07/20/2025 Number of Hours: 10 hrs mthly Number of Hours during trading: 0 Duties: The purpose of the organization is to serve as a religious organization ("Church") for Christian believers. My responsibility will be serving the local religious body as well as leading both domestic and international ministry trips in partnership with other ministries. This trips are for discipleship purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-22
  • S66 Uniform Combined State Law Examination
    2018-06-22
Other Names
  • Mason Bailey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor