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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-23
CA RA APPROVED 2018-04-12
  • TX RA
    APPROVED
    Since 2018-04-23
  • CA RA
    APPROVED
    Since 2018-04-12

Branch Locations

405 Main St, Salinas, CA 93901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Carmel CA 05/2011 Present
Bank Of America, N.A. Carmel CA 05/2011 Present
Other Businesses

I*2272299, Entity Type: , Name of OBA: M T, Address: Salinas, California, 93905, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-May-2023, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-11
  • S66 Uniform Combined State Law Examination
    2018-04-11
Other Names
  • Juan Pablo Aldama Salgado
  • Juan Aldama

View on SEC IAPD

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