Best Investors Account Sign in

Chaz James Newton

Mml Investors Services, LLC

Bedford, NH

Hooksett, NH

CRD 6900572

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-10-24
  • NH RA
    APPROVED
    Since 2024-10-24

Branch Locations

43 Constitution Drive Suite 201, Bedford, NH 03110 • United States

Hooksett, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockstar Energy Manchester NH 07/2017 11/2017
Modell's Sporting Goods Boston MA 07/2011 06/2017
Capital Investigating Manchester NH 04/2015 08/2016
Mml Investors Services, Llc Bedford NH 09/2024 Present
Massmutual Life Insurance Co Bedford NH 08/2024 Present
United Parcel Service Londonderry NH 07/2017 09/2019
Amazon Logistics Hooksett NH 09/2019 01/2021
City Of Manchester, Nh Manchester NH 01/2021 10/2024
Pruco Securities, Llc Bedford NH 01/2018 01/2018
  • 07/2017 → 11/2017
    Rockstar Energy
    Manchester, NH
  • 07/2011 → 06/2017
    Modell's Sporting Goods
    Boston, MA
  • 04/2015 → 08/2016
    Capital Investigating
    Manchester, NH
  • 09/2024 → Present
    Mml Investors Services, Llc
    Bedford, NH
  • 08/2024 → Present
    Massmutual Life Insurance Co
    Bedford, NH
  • 07/2017 → 09/2019
    United Parcel Service
    Londonderry, NH
  • 09/2019 → 01/2021
    Amazon Logistics
    Hooksett, NH
  • 01/2021 → 10/2024
    City Of Manchester, Nh
    Manchester, NH
  • 01/2018 → 01/2018
    Pruco Securities, Llc
    Bedford, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-13
  • S66 Uniform Combined State Law Examination
    2024-10-13
Other Names
  • Chaz James Newton
  • Chaz Newton

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
COHEN INVESTMENT ADVISORS, LLC
OSAIC WEALTH, INC.

Nearby Investors

Nancy C Burt
BRENT ANTHONY KILEY
JOHN PAINE REGER

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · BEDFORD, NH
COHEN INVESTMENT ADVISORS, LLC · BEDFORD, NH
AMERIPRISE FINANCIAL SERVICES, LLC · Bedford, NH

More in Bedford, NH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor