James Douglas Ebert

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2022-03-08
CT	RA	APPROVED	2022-03-02

MA RA
APPROVED

Since 2022-03-08
CT RA
APPROVED

Since 2022-03-02

Branch Locations

71 Shirley Road, West Hartford, CT 06107 • United States

71 Raymond Road, W Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Planning Suite, Inc.	Wethersfield	CT	01/2018	Present
Yale University	New Haven	CT	05/2015	10/2018
Renbrook School	West Hartford	CT	10/2018	07/2021
Commonwealth Financial Network	Waltham	MA	03/2022	Present

01/2018 → Present

Financial Planning Suite, Inc.

Wethersfield, CT
05/2015 → 10/2018

Yale University

New Haven, CT
10/2018 → 07/2021

Renbrook School

West Hartford, CT
03/2022 → Present

Commonwealth Financial Network

Waltham, MA

Previous Registrations

2018-02-13 → 2022-08-16

Financial Planning Suite, Inc.

Wethersfield, CT

Wethersfield, CT

Rio Grande, NJ

Groton, MA

Wethersfield, CT

Other Businesses

Co-Owner, Pendleton Capital Partners, LLC; an entity created for the purpose of buying commercial & residential real estate in Greenville, SC, as of 01/01/2016; 0% of time spent during business hours; Not conducted at branch; Investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-01-09

S65 Uniform Investment Adviser Law Examination

2018-01-09

View on SEC IAPD