Eric L Purdy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-02-04

NC RA
APPROVED

Since 2020-02-04

Branch Locations

Candler, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Candler	NC	01/2018	Present
Rutherford Polk Mcdowell Health District	Marion	NC	03/2019	Present
Buncombe County	Asheville	NC	01/2005	03/2019

01/2018 → Present

Lpl Financial Llc

Candler, NC
03/2019 → Present

Rutherford Polk Mcdowell Health District

Marion, NC
01/2005 → 03/2019

Buncombe County

Asheville, NC

Other Businesses

1)05/01/2019 - Rutherford/Polk/McDowell Health - Health Inspector, On-site waste/Well permitting - non-inv rel - Marion, NC - start: 03/2019 - 160 hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-01-31

S66 Uniform Combined State Law Examination

2020-01-31

View on SEC IAPD