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Arlyn Kalka

Ubs Financial Services Inc.

Coral Gables, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-06-28
  • FL RA
    APPROVED
    Since 2018-06-28

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Miami FL 11/2005 06/2018
Hsbc Private Bank International Miami FL 11/2015 06/2018
Ubs Financial Services Inc. Coral Gables FL 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
S63 Uniform Securities Agent State Law Examination 2002-08-24
  • S66 Uniform Combined State Law Examination
    2018-03-30
  • S63 Uniform Securities Agent State Law Examination
    2002-08-24
Other Names
  • Arlyn Rodriguez
  • Arlyn Rodriguez

View on SEC IAPD

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