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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-28
  • NJ RA
    APPROVED
    Since 2026-04-28

Branch Locations

353 Pittstown Road, Pittstown, NJ 08867 • United States

56 Main Street, Flemington, NJ 08822 • United States

4 Route 31 South, Pennington, NJ 08534 • United States

280 Route 31, Hopewell, NJ 08525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc Mercerville NJ 01/2018 06/2021
Raymond James Financial Services Inc Mercerville NJ 06/2020 06/2021
Sni Lambertville NJ 09/2017 01/2018
Unemployed Skillman NJ 05/2017 09/2017
Activcore Princeton NJ 05/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2021 04/2026
U.S. Census Bureau Princeton NJ 08/2020 10/2020
Princeton Aerial Photography Princeton NJ 06/2017 12/2017
Bank Of America, N.A. Pennington NJ 08/2021 04/2026
Lpl Financial Llc Hopewell NJ 04/2026 Present
Northfield Bank Hopewell NJ 04/2026 Present
  • 01/2018 → 06/2021
    Raymond James Financial Services Inc
    Mercerville, NJ
  • 06/2020 → 06/2021
    Raymond James Financial Services Inc
    Mercerville, NJ
  • 09/2017 → 01/2018
    Sni
    Lambertville, NJ
  • 05/2017 → 09/2017
    Unemployed
    Skillman, NJ
  • 05/2016 → 05/2017
    Activcore
    Princeton, NJ
  • 06/2021 → 04/2026
    Pennington, NJ
  • 08/2020 → 10/2020
    U.S. Census Bureau
    Princeton, NJ
  • 06/2017 → 12/2017
    Princeton Aerial Photography
    Princeton, NJ
  • 08/2021 → 04/2026
    Bank Of America, N.A.
    Pennington, NJ
  • 04/2026 → Present
    Hopewell, NJ
  • 04/2026 → Present
    Northfield Bank
    Hopewell, NJ
Previous Registrations
Other Businesses

1) 04/22/2026- Investment products and services are offered through LPL Financial LLC using the DBA/trade name Northfield Investment Services- Inv. Related- At reported business location(s) 2) 04/22/2026- - WagTimeApp, LLC - Business Owner- Non-inv. Related - Skillman, NJ - start date 3/11/2025- 8hrs/mth / 0 during trading 3) 04/22/2026 - Ellen & Chris Dollard- Real Estate Rental - property co-owner - Inv. Related- Skillman, NJ - start date 6/2008- 4hrs/mth - 0hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20
Other Names
  • Ellen Waldie
  • Ellen Dollard

View on SEC IAPD

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