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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-11
MO RA APPROVED 2020-02-07
  • TX RA
    APPROVED_RES
    Since 2024-04-11
  • MO RA
    APPROVED
    Since 2020-02-07

Branch Locations

3010 E Battlefield St Ste A, Springfield, MO 65804 • United States

Montgomery, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Springfield MO 01/2018 07/2019
Raymond James Financial Services, Inc. Springfield MO 07/2019 Present
Self Employed Kansas City MO 08/2013 12/2017
Pinnacle Advisors Springfield MO 11/2020 Present
Raymond James Financial Services Advisors, Inc. Springfield MO 02/2020 Present
  • 01/2018 → 07/2019
    Raymond James Financial Services, Inc.
    Springfield, MO
  • 07/2019 → Present
    Raymond James Financial Services, Inc.
    Springfield, MO
  • 08/2013 → 12/2017
    Self Employed
    Kansas City, MO
  • 11/2020 → Present
    Pinnacle Advisors
    Springfield, MO
  • 02/2020 → Present
    Springfield, MO
Other Businesses

(1)Name of Business: Pinnacle Advisors Address: 3010 E Battlefield St Ste A, Springfield, MO, 65804, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 11/02/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is our DBA for revenue from RJ

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-06
  • S66 Uniform Combined State Law Examination
    2020-02-06

View on SEC IAPD

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