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Roxanne Carmen Rodriguez

J.P. Morgan Securities LLC

Burr Ridge, IL

Hinsdale, IL

Chicago, IL

CRD 6899652

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-19
IL RA APPROVED 2021-11-12
  • TX RA
    APPROVED
    Since 2021-11-19
  • IL RA
    APPROVED
    Since 2021-11-12

Branch Locations

150 Burr Ridge Pkwy, Burr Ridge, IL 60527 • United States

400 E. Ogden Avenue, Hinsdale, IL 60521 • United States

10 S Dearborn St, Floor 12, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Hinsdale IL 07/2021 Present
Jpmorgan Chase Bank, N.A. Hinsdale IL 07/2021 Present
Jp Morgan Chase Bank, N.A. Bolingbrook IL 01/2018 06/2021
University Of Illinois At Chicago Chicago IL 08/2014 12/2017
Jp Morgan Chase Bank, N.A. Oak Park IL 02/2016 01/2018
  • 07/2021 → Present
    Hinsdale, IL
  • 07/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Hinsdale, IL
  • 01/2018 → 06/2021
    Jp Morgan Chase Bank, N.A.
    Bolingbrook, IL
  • 08/2014 → 12/2017
    University Of Illinois At Chicago
    Chicago, IL
  • 02/2016 → 01/2018
    Jp Morgan Chase Bank, N.A.
    Oak Park, IL
Other Businesses

Poshmark, Not Investment Related, 101 Redwood Shores Parkway, Redwood City, CA 94065, I currently resell clothing on Poshmark, I devote about 4-10 hours a month to this business, none of those hours are during securities trading hours. Duties: Take Photos of clothing, Post them up for sale on the Poshmark App, and ship the items out to the customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-03
  • S66 Uniform Combined State Law Examination
    2021-11-03
Other Names
  • Roxy C Villagrana
  • Roxanne C Villagrana
  • Roxanne Carmen Villagrana

View on SEC IAPD

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