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Joshua Aaron Buffolino

Hightower Advisors, LLC

Chicago, IL

Wichita, KS

CRD 6899471

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-31
  • KS RA
    APPROVED
    Since 2022-10-31

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

8301 E 21St N# 150, Wichita, KS 67206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1888 Management Llc Wichita KS 01/2015 01/2018
6 Meridian Wichita KS 01/2018 12/2021
Hightower 6M Holding Wichita KS 12/2021 Present
  • 01/2015 → 01/2018
    1888 Management Llc
    Wichita, KS
  • 01/2018 → 12/2021
    6 Meridian
    Wichita, KS
  • 12/2021 → Present
    Hightower 6M Holding
    Wichita, KS
Previous Registrations
  • 2022-01-04 → 2022-11-19
    Hightower 6M Holding, Llc
    Wichita, KS
  • 2018-02-23 → 2022-02-25
    6 Meridian Llc
    Wichita, KS
Other Businesses

1. Rental/Investment Property; Investment Related - Yes; Scottsdale, AZ; Owner; Start Date - 02/2023; Approximately 2 hours per month with 0 hours during securities trading hours; Oversee the property and coordinate routine maintenance, tenant bookings, and cleaning of the property as needed. 2. Green Pastures Insurance, LLC; Non-investment related; Wife's Health Insurance Business; Wichcita, KS; Minority ownership; January 1, 2021; 0 hrs a month;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-23
  • S65 Uniform Investment Adviser Law Examination
    2018-02-23

View on SEC IAPD

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