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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-26 |
Branch Locations
121 Seaport Boulevard 11Th Floor, Boston, MA 02210 • United States
Woodside , NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Setter Capital Inc. | Toronto | 10/2017 | 09/2018 | |
| Unemployed | Mississauga | 04/2017 | 10/2017 | |
| Sun Life Financial | Toronto | 09/2015 | 04/2017 | |
| Unemployed | Mississauga | 09/2018 | 05/2019 | |
| Voleo Usa,Inc. | Vancouver | 05/2019 | 04/2021 | |
| Liquidly Inc. | New York | NY | 05/2021 | 09/2021 |
| Mywallst Advisory, Llc | New York | NY | 09/2021 | 06/2022 |
| Compliers Consulting Services Llc | New York | NY | 09/2021 | 03/2023 |
| Xton Financial Llc | New York | NY | 11/2021 | 12/2022 |
| Ftx Capital Markets, Llc | New York | NY | 01/2022 | 12/2022 |
| Bw Network Securities, Llc | New York | NY | 03/2022 | 09/2022 |
| Driveloyalty, Llc | Jersey City | NJ | 08/2022 | 03/2023 |
| Fin2, Llc | New York | NY | 11/2022 | 03/2023 |
| Voya Financial Advisors | Jersey City | NJ | 03/2023 | Present |
CHITMAN UPPAL - AUTHOR POSITION: Author NATURE: Book, "Rich Grandpa, Rich" INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2025 ADDRESS: 72-01 Queens Boulevard, #824, Woodside NY 11377, United States DESCRIPTION: Writing book, working with publisher and editor.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-07 |
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