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Syed A Alam

Wells Fargo Clearing Services, LLC

Leesburg, VA

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-03-16
TX RA APPROVED 2026-03-16
VA RA APPROVED 2026-03-16
  • MD RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2026-03-16
  • VA RA
    APPROVED
    Since 2026-03-16

Branch Locations

30 Catoctin Cir Se Ste A, Leesburg, VA 20175 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Monetary Fund/Un Washington DC 12/2011 03/2018
Morgan Stanley Columbia MD 03/2018 01/2022
Morgan Stanley Private Bank, N.A. New York NY 07/2018 02/2024
Morgan Stanley Temple Terrace FL 01/2022 02/2024
M&T Bank Baltimore DE 02/2024 03/2026
Lpl Financial Baltimore DE 02/2024 03/2026
Wells Fargo Clearing Services, Llc Mclean VA 03/2026 Present
  • 12/2011 → 03/2018
    International Monetary Fund/Un
    Washington, DC
  • 03/2018 → 01/2022
    Morgan Stanley
    Columbia, MD
  • 07/2018 → 02/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2022 → 02/2024
    Morgan Stanley
    Temple Terrace, FL
  • 02/2024 → 03/2026
    M&T Bank
    Baltimore, DE
  • 02/2024 → 03/2026
    Lpl Financial
    Baltimore, DE
  • 03/2026 → Present
    Wells Fargo Clearing Services, Llc
    Mclean, VA
Previous Registrations
  • 2024-02-26 → 2026-03-27
    Lpl Financial Llc
    Baltimore, MD
    Baltimore, MD
    Randallstown, MD
    Baltimore, MD
    Catonsville, MD
    Catonsville, MD
    Clarksville, MD
  • 2018-08-07 → 2024-03-21
    Morgan Stanley
    Baltimore, MD
    Lutherville, MD
    Lutherville, MD
    Lutherville, MD
    Columbia, MD
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-07
  • S66 Uniform Combined State Law Examination
    2018-08-07

View on SEC IAPD

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Other Offices

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SUMMIT FINANCIAL, LLC · LANSDOWNE, VA
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VALMARK ADVISERS, INC. · ASHBURN, VA

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