Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-17 |
| NE | RA | APPROVED | 2023-11-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2018 | 09/2019 |
| Unemployed | Omaha | NE | 10/2017 | 01/2018 |
| First Data | Omaha | NE | 09/2013 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 09/2019 | 01/2022 |
| Mutual Of Omaha | Omaha | NE | 01/2022 | 08/2023 |
| Home Depot | Omaha | NE | 10/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 10/2023 | Present |
| Bank Of America, N.A. | Omaha | NE | 12/2023 | Present |
Name of the other businessHome DepotWhether the business is investment-relatednoAddress of the other business- Omaha NE 68116Nature of the other businessBig Box retail, hardwareYour positionassociateTitle, or relationship with the other businessassociateStart date of your relationship10/21Approximate number of hours/month you devote to the other businessThis is part time, outside of trading and investment working hours, 10 per week/40 per month on average.Number of hours you devote to the other business during securities trading hoursnoneBriefly describe your duties relating to the other businessAssist customers in finding items and support appliance and millworks departments. I*1561307, Name of OBA: Home Depot Address: Investment Related: Position, Title, Association: Employee Start Date: No Hours: No Hours during trading: Duties:part-time employment outside of bank and market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
Reach out to this advisor