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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Na | Marina | CA | 12/2012 | 10/2022 |
| Wells Fargo Clearing Services Llc | Salinas | CA | 01/2018 | 05/2021 |
| United States Marine Corp | San Jose | CA | 06/2011 | 05/2019 |
| Wells Fargo Clearing Services, Llc | Marina | CA | 12/2012 | 10/2022 |
| Jp Morgan Securities, Llc | Salinas | CA | 10/2022 | Present |
| Jp Morgan Chase Bank, N.A. | Salinas | CA | 10/2022 | Present |
| Country Wildflower & Company | Salinas | CA | 06/2023 | Present |
| E.M. Studios | Salinas | CA | 05/2024 | Present |
Entity Name: E.M. STUDIOS Investment related: No "Address: 1328 Burton Ave STE 2C Salinas, CA 93905" Nature of the other business: Embroidery Position/Title/Relationship: Owner/Partner Start Date: 05/28/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Embroidery and graphic printing Entity Name: Country Wildflower & Company Investment related: No "Address: Salinas California 93906" Nature of the other business: Retail Position/Title/Relationship: Owner/Partner Start Date: 06/12/2023 Approximate # of hours a week:: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Retail store western ware apparel and accessories
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-15 |
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