Chad Fredrick Guest

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2019-05-29

OK RA
APPROVED

Since 2019-05-29

Branch Locations

10005 Kay Ridge, Yukon, OK 73099 • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2018	10/2018
Fairway Outdoor Advertising	Oklahoma City	OK	11/2017	01/2018
Moldex-Metric Inc	Culver City	CA	05/2016	09/2017
Unemployed	Yukon	OK	10/2018	05/2019
Gwfs Equities, Inc	Greenwood Village	CO	05/2019	Present

01/2018 → 10/2018

Edward Jones

St Louis, MO
11/2017 → 01/2018

Fairway Outdoor Advertising

Oklahoma City, OK
05/2016 → 09/2017

Moldex-Metric Inc

Culver City, CA
10/2018 → 05/2019

Unemployed

Yukon, OK
05/2019 → Present

Gwfs Equities, Inc

Greenwood Village, CO

Previous Registrations

2018-04-10 → 2018-10-30

Edward Jones

Oklahoma City, OK

Yukon, OK

Yukon, OK

St Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-03-30

S66 Uniform Combined State Law Examination

2018-03-30

Other Names

Chad Fredrick Guest
Chad Guest

View on SEC IAPD