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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-16
CA RA APPROVED 2024-11-15
  • TX RA
    APPROVED_RES
    Since 2025-05-16
  • CA RA
    APPROVED
    Since 2024-11-15

Branch Locations

Phoenix, AZ • United States

7010 E Chauncey Ln Ste 200, Phoenix, AZ 85054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 11/2024
Pearson Chandler AZ 04/2017 01/2018
Home Phoenix AZ 01/2017 04/2017
Pearson Chandler AZ 05/2016 12/2016
Edgepoint Learning Scottsdale AZ 01/2008 12/2016
Ameriprise Financial Services, Llc Phoenix AZ 11/2024 Present
  • 01/2018 → 11/2024
    St Louis, MO
  • 04/2017 → 01/2018
    Pearson
    Chandler, AZ
  • 01/2017 → 04/2017
    Home
    Phoenix, AZ
  • 05/2016 → 12/2016
    Pearson
    Chandler, AZ
  • 01/2008 → 12/2016
    Edgepoint Learning
    Scottsdale, AZ
  • 11/2024 → Present
    Phoenix, AZ
Previous Registrations
  • 2018-04-10 → 2024-11-21
    Phoenix, AZ
    St Louis, MO
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
  • S66 Uniform Combined State Law Examination
    2018-03-30
Other Names
  • Kristin Tobin

View on SEC IAPD

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