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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-23

Branch Locations

Nederland, TX • United States

2830 N Fm 565 Rd Ste 600, Mont Belvieu, TX 77523-5075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 08/2020
Lamar University - Small Business Development Center Beaumont TX 01/2016 01/2018
Ameriprise Financial Services, Llc Mont Belvieu TX 04/2025 Present
Classic Forms And Products Nederland TX 08/2020 01/2025
Sanel Llc Nederland TX 01/2025 04/2025
  • 01/2018 → 08/2020
    Edward Jones
    St Louis, MO
  • 01/2016 → 01/2018
    Lamar University - Small Business Development Center
    Beaumont, TX
  • 04/2025 → Present
    Mont Belvieu, TX
  • 08/2020 → 01/2025
    Classic Forms And Products
    Nederland, TX
  • 01/2025 → 04/2025
    Sanel Llc
    Nederland, TX
Other Businesses

Board of Directors; Cornerstone Church; Finance Committee Member; 1123 Canal Ave, , Neder, TX, 77627; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-21
  • S66 Uniform Combined State Law Examination
    2025-10-21
Other Names
  • Abby Brooke Mcmanus
  • Abby Walker

View on SEC IAPD

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