Brett Van Sloten

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 05/2019
  Edward Jones
  St Louis, MO
• 03/2015 → 01/2018
  Beck's Superior Hybrids Inc
  Atlanta, IN
• 05/2019 → 07/2021
  Lpl Financial Llc
  Decorah, IA
• 07/2021 → Present
  Raymond James Financial Services Inc
  Decorah, IA
• 07/2021 → Present
  Raymond James Financial Services Advisors
  Decorah, IA
• 07/2021 → Present
  Dick Cuvelier Financial Services
  Decorah, IA

Previous Registrations

• 2019-05-20 → 2021-09-28
  Lpl Financial Llc
  Decorah, IA
  Cresco, IA
• 2018-04-10 → 2019-05-17
  Edward Jones
  Sheldon, IA
  Tipton, IA
  St Louis, MO
  Sheldon, IA

Other Businesses

(1)Name of Business: Dick Cuvelier Financial Services, Inc. Address: 401 W. Water St. Suite 1, Decorah, IA, 52101, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor in Branch, work with clients to help them with their financial goals / situations.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-30

Other Names

• Brett Van Sloten
• Brett Douglas Van Sloten