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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-07-16
  • IA RA
    APPROVED
    Since 2021-07-16

Branch Locations

401 W. Water St. Suite 1, Decorah, IA 52101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2018 05/2019
Beck's Superior Hybrids Inc Atlanta IN 03/2015 01/2018
Lpl Financial Llc Decorah IA 05/2019 07/2021
Raymond James Financial Services Inc Decorah IA 07/2021 Present
Raymond James Financial Services Advisors Decorah IA 07/2021 Present
Dick Cuvelier Financial Services Decorah IA 07/2021 Present
  • 01/2018 → 05/2019
    St Louis, MO
  • 03/2015 → 01/2018
    Beck's Superior Hybrids Inc
    Atlanta, IN
  • 05/2019 → 07/2021
    Decorah, IA
  • 07/2021 → Present
    Raymond James Financial Services Inc
    Decorah, IA
  • 07/2021 → Present
    Raymond James Financial Services Advisors
    Decorah, IA
  • 07/2021 → Present
    Dick Cuvelier Financial Services
    Decorah, IA
Previous Registrations
  • 2019-05-20 → 2021-09-28
    Decorah, IA
    Cresco, IA
  • 2018-04-10 → 2019-05-17
    Sheldon, IA
    Tipton, IA
    St Louis, MO
    Sheldon, IA
Other Businesses

(1)Name of Business: Dick Cuvelier Financial Services, Inc. Address: 401 W. Water St. Suite 1, Decorah, IA, 52101, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President, Officer - Treasurer Investment Related: No Start Date: 07/16/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor in Branch, work with clients to help them with their financial goals / situations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
  • S66 Uniform Combined State Law Examination
    2018-03-30
Other Names
  • Brett Van Sloten
  • Brett Douglas Van Sloten

View on SEC IAPD

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