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Filiz Hoops

Ameriprise Financial Services, LLC

Redding, CT

Westport, CT

Greenwich, CT

CRD 6898885

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-10
CA RA APPROVED 2025-03-07
TX RA APPROVED 2025-03-07
VA RA APPROVED 2025-03-07
CT RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-10
  • CA RA
    APPROVED
    Since 2025-03-07
  • TX RA
    APPROVED
    Since 2025-03-07
  • VA RA
    APPROVED
    Since 2025-03-07
  • CT RA
    APPROVED
    Since 2025-03-06

Branch Locations

Redding, CT • United States

10 Wright St Fl 1St, Westport, CT 06880-3115 • United States

41 W Putnam Ave, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Wilton CT 09/2016 09/2021
Wells Fargo Clearing Services, Llc Wilton CT 01/2018 09/2021
Homemaker Norwalk CT 10/2015 09/2016
Ameriprise Financial Services, Llc Westport CT 09/2021 Present
  • 09/2016 → 09/2021
    Wells Fargo Bank, Na
    Wilton, CT
  • 01/2018 → 09/2021
    Wells Fargo Clearing Services, Llc
    Wilton, CT
  • 10/2015 → 09/2016
    Homemaker
    Norwalk, CT
  • 09/2021 → Present
    Ameriprise Financial Services, Llc
    Westport, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    2018-06-14
Other Names
  • Filiz Hoops
  • Filiz Sibyl Hoops

View on SEC IAPD

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