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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spring Ridge Financial Group Llc | Wyomissing | PA | 01/2002 | 07/2020 |
| National Planning Corporation | Wyomissing | PA | 12/2009 | 10/2017 |
| Commonwealth Financial Network | Waltham | MA | 10/2017 | Present |
| Spring Ridge Financial Group, Llc | Wyomissing | PA | 07/2020 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2020 | Present |
Executrix and POA for Virginia L. Rohrbach; non-client, close friend; Located at in West Lawn, PA 19609, as of 02/18/2026; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-06 |
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