Jason Stern

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-10-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sysco Chicago	Chicago	IL	07/2011	03/2018
Axa Advisors, Llc	New York	NY	02/2018	04/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	04/2020	09/2022
J.P. Morgan Securities Llc	Rockwall	TX	10/2022	Present
Jpmorgan Chase Bank, N.A.	Rockwall	TX	10/2022	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	04/2020	07/2021
Bank Of America	Frisco	TX	04/2020	09/2022
Axa Advisors	New York	NY	05/2018	04/2020
Equitable Finl Life Ins Co	New York	NY	05/2018	04/2020

07/2011 → 03/2018

Sysco Chicago

Chicago, IL
02/2018 → 04/2020

Axa Advisors, Llc

New York, NY
04/2020 → 09/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
10/2022 → Present

J.P. Morgan Securities Llc

Rockwall, TX
10/2022 → Present

Jpmorgan Chase Bank, N.A.

Rockwall, TX
04/2020 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
04/2020 → 09/2022

Bank Of America

Frisco, TX
05/2018 → 04/2020

Axa Advisors

New York, NY
05/2018 → 04/2020

Equitable Finl Life Ins Co

New York, NY

2021-07-29 → 2022-10-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mckinney, TX
2020-05-08 → 2021-07-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mckinney, TX

New York, NY

Frisco, TX
2018-07-09 → 2020-04-20

Equitable Advisors, Llc

Deerfield, IL

Chicago, IL

Deerfield, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-05

Other Firms