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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mechanics Bank | Mansfield | OH | 09/1999 | 12/2022 |
| Infinex Investments, Inc. | Meriden | CT | 01/2018 | 12/2022 |
| Mechanics Bank | Mansfield | OH | 12/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 12/2022 | Present |
| Cetera Investment Advisers Llc | Mansfield | OH | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-09 |
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