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Current Employers
Ias Wealth Management, Inc.

9303 New Trails Drive Suite 450, The Woodlands, TX 77381 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-05
  • TX RA
    APPROVED
    Since 2018-01-05

Branch Locations

9303 New Trails Drive Suite 450, The Woodlands, TX 77381 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Falcon Seabord Houston TX 06/1989 04/2017
  • 06/1989 → 04/2017
    Falcon Seabord
    Houston, TX
Other Businesses

Axiom Energy, LLC ("Axiom") - (www.axiomenergyllc.com) - Axiom is a limited liability company that is focused exclusively on developing oil reservoirs within the Santa Maria Basin of Santa Barbara County, CA. The entity's primary objective at this point in time is fund raising (equity and/or debt) to be in a position to pursue a drilling program in the areas of interest. Since his employment began at IAS, Curt has not participated in any material manner in these fund-raising efforts or any other material matters of the entity. Curt is a 1% owner of the membership interest in the entity as a result of "sweat equity" and a $50,000 add-on investment. Additionally, he is a member of the Board of Managers and the Tax Matters Partner for the entity and several of its affiliated/subsidiary entities. SGRE Cypress Retail 1, Ltd. ("Cypress") - (www.sgrecapital.com) - Curt is a 1.85% limited partner in Cypress. The partnership is in the process of developing a 4.097 acre retail center at the northeast corner of Fry Rd. and Rustic Lake in Cypress Texas. His ownership is totally passive in nature as he has never been involved in any manner with the entity's activities. His ownership interest is the result of a $50,000 investment. Falcon Seaboard Oil & Gas, LLC ("Falcon") - (www.falconseaboard.com) - Curt has a 2% interest in the Class B membership interest of Falcon. His ownership is totally passive in nature as he is no longer involved in any manner with the entity's activities. His ownership interest is the result of his former employment status with an affiliated entity of Falcon.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-04
  • S65 Uniform Investment Adviser Law Examination
    2018-01-04

View on SEC IAPD

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