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9303 New Trails Drive Suite 450, The Woodlands, TX 77381 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-05 |
Branch Locations
9303 New Trails Drive Suite 450, The Woodlands, TX 77381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Falcon Seabord | Houston | TX | 06/1989 | 04/2017 |
Axiom Energy, LLC ("Axiom") - (www.axiomenergyllc.com) - Axiom is a limited liability company that is focused exclusively on developing oil reservoirs within the Santa Maria Basin of Santa Barbara County, CA. The entity's primary objective at this point in time is fund raising (equity and/or debt) to be in a position to pursue a drilling program in the areas of interest. Since his employment began at IAS, Curt has not participated in any material manner in these fund-raising efforts or any other material matters of the entity. Curt is a 1% owner of the membership interest in the entity as a result of "sweat equity" and a $50,000 add-on investment. Additionally, he is a member of the Board of Managers and the Tax Matters Partner for the entity and several of its affiliated/subsidiary entities. SGRE Cypress Retail 1, Ltd. ("Cypress") - (www.sgrecapital.com) - Curt is a 1.85% limited partner in Cypress. The partnership is in the process of developing a 4.097 acre retail center at the northeast corner of Fry Rd. and Rustic Lake in Cypress Texas. His ownership is totally passive in nature as he has never been involved in any manner with the entity's activities. His ownership interest is the result of a $50,000 investment. Falcon Seaboard Oil & Gas, LLC ("Falcon") - (www.falconseaboard.com) - Curt has a 2% interest in the Class B membership interest of Falcon. His ownership is totally passive in nature as he is no longer involved in any manner with the entity's activities. His ownership interest is the result of his former employment status with an affiliated entity of Falcon.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-04 |
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