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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-08
WI RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2025-05-08
  • WI RA
    APPROVED
    Since 2023-05-30

Branch Locations

20935 Swenson Dr, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Prep Schools Detroit MI 08/2015 07/2018
Thrivent Investment Management Inc Waukesha WI 05/2018 Present
Thrivent Financial Appleton WI 07/2018 11/2018
Thrivent Financial Appleton WI 11/2018 Present
  • 08/2015 → 07/2018
    University Prep Schools
    Detroit, MI
  • 05/2018 → Present
    Waukesha, WI
  • 07/2018 → 11/2018
    Thrivent Financial
    Appleton, WI
  • 11/2018 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
S63 Uniform Securities Agent State Law Examination 2018-08-23
  • S66 Uniform Combined State Law Examination
    2023-05-26
  • S63 Uniform Securities Agent State Law Examination
    2018-08-23

View on SEC IAPD

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