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Adam James Hawkins

First Citizens Investor Services, Inc.

Ft Lauderdale, FL

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-01
  • FL RA
    APPROVED
    Since 2024-10-01

Branch Locations

6555 North Federal Hwy, Ft Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Ft. Lauderdale FL 01/2018 03/2018
Bb&T Ft. Lauderdale FL 08/2006 01/2018
Bb&T Fort Lauderdale FL 03/2018 02/2021
Bb&T Securities Richmond VA 03/2018 02/2021
Truist Investment Services, Inc. Fort Lauderdale FL 02/2021 07/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 07/2024
First Citizens Investor Services Raleigh NC 09/2024 Present
  • 01/2018 → 03/2018
    Bb&T Securities
    Ft. Lauderdale, FL
  • 08/2006 → 01/2018
    Bb&T
    Ft. Lauderdale, FL
  • 03/2018 → 02/2021
    Bb&T
    Fort Lauderdale, FL
  • 03/2018 → 02/2021
    Bb&T Securities
    Richmond, VA
  • 02/2021 → 07/2024
    Truist Investment Services, Inc.
    Fort Lauderdale, FL
  • 02/2021 → 07/2024
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 09/2024 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2021-02-17 → 2024-08-13
    Truist Advisory Services, Inc.
    Atlanta, GA
    Fort Lauderdale, FL
  • 2018-02-21 → 2021-02-17
    Bb&T Securities, Llc
    Ft Lauderdale, FL
    Charlotte, NC
    Fort Lauderdale, FL
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-17
  • S66 Uniform Combined State Law Examination
    2018-02-17

View on SEC IAPD

Other Firms

GQG PARTNERS
AMERIPRISE FINANCIAL SERVICES, LLC
MORGAN STANLEY
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.
SOUTHOCEAN CAPITAL PARTNERS, LLC
A1A INVESTMENT PARTNERS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JULIA I SHERIDAN
ALLEN FREDERICK WEIDMAN
LAUREN M SALAS
DANIEL LEIGH LANDRAU
Paul Blake Giusti
Daniel Tila-Cohen
SAMUEL ALBERT ROTHBERG
Robin Kathleen Catanio

Other Offices

GQG PARTNERS · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
MORGAN STANLEY · Fort Lauderdale, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
WELLS FARGO CLEARING SERVICES, LLC · FORT LAUDERDALE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ft Lauderdale, FL
CITIZENS SECURITIES, INC. · FORT LAUDERDALE, FL
SOUTHOCEAN CAPITAL PARTNERS, LLC · FT. LAUDERDALE, FL

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