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Lynn Mader

Charles Schwab & Co., Inc.

Leawood, KS

Kansas City, MO

CRD 6898116

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-03-31
  • MO RA
    APPROVED
    Since 2025-03-31

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

700 W. 47Th Street Suite 110, Kansas City, MO 64112-1805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Star Lab, Inc Kansas City MO 06/2016 07/2018
Ymca Kansas City MO 02/2004 05/2023
Axa Advisors, Llc New York NY 07/2018 09/2019
Principal Life Insurance Company Overland Park KS 09/2019 12/2019
Principal Securities Inc Overland Park KS 09/2019 12/2019
Charles Schwab & Co., Inc. Kansas City KS 01/2020 Present
Charles Schwab Bank Kansas City KS 01/2020 Present
  • 06/2016 → 07/2018
    Mid Star Lab, Inc
    Kansas City, MO
  • 02/2004 → 05/2023
    Ymca
    Kansas City, MO
  • 07/2018 → 09/2019
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → 12/2019
    Principal Life Insurance Company
    Overland Park, KS
  • 09/2019 → 12/2019
    Principal Securities Inc
    Overland Park, KS
  • 01/2020 → Present
    Charles Schwab & Co., Inc.
    Kansas City, KS
  • 01/2020 → Present
    Charles Schwab Bank
    Kansas City, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
S63 Uniform Securities Agent State Law Examination 2018-09-13
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31
  • S63 Uniform Securities Agent State Law Examination
    2018-09-13
Other Names
  • Lynn Catherine Dustin
  • Lynn Mader
  • Lynn Catherine Mader

View on SEC IAPD

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