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R. Reginald Brann

Mml Investors Services, LLC

Warsaw, VA

CRD 3183397

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-05-09
  • VA RA
    APPROVED
    Since 2006-05-09

Branch Locations

Warsaw, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wnnt Radio Warsaw VA 11/1993 Present
Mass Mutual Life Insurance Company Warsaw VA 06/2003 Present
Mml Investors Services Warsaw VA 07/2003 Present
  • 11/1993 → Present
    Wnnt Radio
    Warsaw, VA
  • 06/2003 → Present
    Mass Mutual Life Insurance Company
    Warsaw, VA
  • 07/2003 → Present
    Mml Investors Services
    Warsaw, VA
Other Businesses

(1) NAME: ONE JOURNEY FINANCIAL, LLC OR R. REGINALD BRANN, OR THE FINANCIAL GROUP OF VA INC INV REL: Y ADD: 64 LAKESIDE DRIVE, WARSAW, VA 22572 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, P&C, DISABILITY POSITION: AGENT START DATE: 2003 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 8 (2) NAME: RAPPAHANNOCK COMUNNITY COLLEGE INV REL: N ADD: 52 CAMPUS DR, WARSAW, VA 22572 NATURE: SPORTS OFFICIAL POSITION: SOFTBALL COACH START DATE: 2006 NO. HR/MO: 80 NO. HR/MO DURING SEC TRADING: 20 (3) NAME: REAL MEDIA INC. AKA WNNT FM & WRAR FM INV REL: N ADD: 156 PRINCE STREET TAPPAHANNOCK, VA 22560 NATURE: BROADCASTING POSITION: ANNOUNCER START DATE: 1983 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: NORTHERN NECK RAGE INV REL: N ADDR: 217 COURTNEY ROAD, LANCASTER, VA 22503 NATURE: GIRLS FASTPITCH SOFTBALL POSITION: PRESIDENT START DATE: 7/3/2024 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 0 DUTIES: DIRECT ACTIVITIES FOR THE ORGANIZATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-21
S63 Uniform Securities Agent State Law Examination 1999-03-05
  • S65 Uniform Investment Adviser Law Examination
    2006-04-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-05
Other Names
  • Reggie Brann
  • Ralph Reginald
  • Ralph Reginald Brann

View on SEC IAPD

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