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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-12-01 |
| TX | RA | APPROVED_RES | 2021-11-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | South Bend | IN | 11/2016 | 11/2021 |
| Wells Fargo Advisors, Llc | South Bend | IN | 01/2009 | 11/2016 |
| Wells Fargo Advisors Financial Network, Llc | Elkhart | IN | 11/2021 | Present |
PIAZZA BLUE WEALTH MANAGEMENT LLC, INV RELATED, ELKHART, IN, 50% OWNERSHIP, START 11/1/2021, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.; CO-TRUSTEE FOR PIAZZA BLUE WEALTH MANAGEMENT 401K, INV RELATED, ELKHART, IN, START: 4/22/2022, 1 HR/MONTH, 0 HRS DURING TRADING, FINET PRACTICE 401K. WELLS NARDO LLC, INV RELATED, ELKHART, IN, 100% OWNERSHIP, START 11/1/21, 1 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE; TWIN TURBO RACING LLC; INV RELATED; ELKHART, IN; GO KARTING RACE TEAM. ;100% OWNERSHIP; START DATE: 10/03/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
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