Thomas D Lee

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  Lpl Financial Llc
  Atlanta, GA
• 09/2017 → 12/2017
  Unemployed
  Roswell, GA
• 01/2017 → 08/2017
  Grizzard Communications
  Atlanta, GA
• 02/2016 → 12/2016
  Unemployed
  Knoxville, TN
• 08/2011 → 12/2016
  University Of Tennessee
  Knoxville, TN
• 05/2017 → Present
  University Of Georgia
  Atlanta, GA

Other Businesses

1) 08/16/2018 - Karen Lee and Associates - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2018 - 160 hr/mth

Exams

• S66 Uniform Combined State Law Examination
  2019-04-08