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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-14 |
| TX | RA | APPROVED_RES | 2025-08-14 |
| VT | RA | APPROVED | 2025-08-14 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 02/2018 | 02/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 02/2018 | 02/2023 |
| Wayne State College | Wayne | NE | 08/2017 | 08/2019 |
| University Of South Dakota | Vermillion | SD | 08/2013 | 05/2017 |
| Marina Inn Hotel And Conference Center | South Sioux City | NE | 04/2015 | 04/2017 |
| Delta Hotels By Marriott | South Sioux City | NE | 04/2017 | 02/2018 |
| Nuveen Securities, Llc | Denver | CO | 02/2023 | 12/2023 |
| Nuveen Asset Management, Llc | Chicago | IL | 02/2023 | 12/2023 |
| Tiaa | Frisco | TX | 12/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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