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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-17 |
| WI | RA | APPROVED | 2025-01-17 |
Branch Locations
111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 09/2024 | Present |
| Echo Global Logistics | Chicago | IL | 10/2021 | 09/2024 |
| Conway Shields | New Berlin | WI | 04/2021 | 10/2021 |
| Innio Gas And Electric | Waukesha | WI | 06/2020 | 11/2020 |
| Mortgage Guaranteed Insurance Company | Milwaukee | WI | 01/2020 | 06/2020 |
| Milwaukee Duffy Boat | Milwaukee | WI | 06/2019 | 11/2019 |
| Marquette University | Milwaukee | WI | 08/2015 | 05/2019 |
| Unemployed | Milwaukee | WI | 01/2021 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-17 |
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