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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
WI RA APPROVED 2025-01-17
  • TX RA
    APPROVED
    Since 2025-03-17
  • WI RA
    APPROVED
    Since 2025-01-17

Branch Locations

111 E Kilbourn Ave Ste 2400, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Milwaukee WI 09/2024 Present
Echo Global Logistics Chicago IL 10/2021 09/2024
Conway Shields New Berlin WI 04/2021 10/2021
Innio Gas And Electric Waukesha WI 06/2020 11/2020
Mortgage Guaranteed Insurance Company Milwaukee WI 01/2020 06/2020
Milwaukee Duffy Boat Milwaukee WI 06/2019 11/2019
Marquette University Milwaukee WI 08/2015 05/2019
Unemployed Milwaukee WI 01/2021 02/2021
  • 09/2024 → Present
    Milwaukee, WI
  • 10/2021 → 09/2024
    Echo Global Logistics
    Chicago, IL
  • 04/2021 → 10/2021
    Conway Shields
    New Berlin, WI
  • 06/2020 → 11/2020
    Innio Gas And Electric
    Waukesha, WI
  • 01/2020 → 06/2020
    Mortgage Guaranteed Insurance Company
    Milwaukee, WI
  • 06/2019 → 11/2019
    Milwaukee Duffy Boat
    Milwaukee, WI
  • 08/2015 → 05/2019
    Marquette University
    Milwaukee, WI
  • 01/2021 → 02/2021
    Unemployed
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-17
  • S66 Uniform Combined State Law Examination
    2025-01-17
Other Names
  • Mark P Heinen

View on SEC IAPD

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