Mathieu Allen Fairband

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 09/2017
  Us Bancorp Investments Inc
  Troy, OH
• 09/2017 → 07/2021
  Waddell & Reed, Inc
  Cincinnati, OH
• 09/2017 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Troy, OH
• 09/2017 → 07/2021
  Fairband Financial Group (Dba)
  Troy, OH
• 01/2018 → 07/2021
  The Warrior Connection
  Brattleboro, VT
• 07/2021 → Present
  Lpl Financial Llc
  Troy, OH

Previous Registrations

• 2017-09-22 → 2021-07-21
  Waddell & Reed
  Charleroi, PA
  Troy, OH
  West Chester, OH
• 2005-03-25 → 2017-09-26
  U.S. Bancorp Investments, Inc.
  Minster, OH
  Piqua, OH
  Troy, OH
  Troy, OH
  Troy, OH
  Versailles, OH
  Sidney, OH
  West Milton, OH
  Piqua, OH
  Minster, OH
  Piqua, OH
  Anna, OH
  Sidney, OH
  West Milton, OH
  Sidney, OH
  Tipp City, OH
  Russia, OH
  Tipp City, OH
  Piqua, OH
• 2001-05-15 → 2005-03-04
  Wells Fargo Investments, Llc
  Gilroy, CA

Other Businesses

1. 07/30/2021 - Successor Trustee on Parents Trust - Act in a Fiduciary Capacity - Investment Related - Troy, OH - Start date: 09/1/2017 - 0 HRS/MO 2. 07/30/2021 - Mathieu Fairband - Fairband Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - Troy, OH - Start date: 09/1/2017 - 0 HRS/MO 3. 07/30/2021 - Crump - Non-Variable Insurance - Investment Related - Harrisburg, PA - Start date: 09/1/2017 - 0 HRS/MO 4. 07/25/2025 - Kraus Agency - Non-Variable Insurance - At Reported Business Location(s) - Inv Rel - Start date: 08/15/2025 - 2 HRS/MO 5) 09/15/2025 - Reese Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:08/22/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-03-08

Other Names

• Mat Fairband