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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Portland | ME | 11/2017 | 02/2018 |
| Td Bank | Yarmouth | ME | 11/2016 | 11/2017 |
| Td Bank | Portland | ME | 12/2014 | 11/2016 |
| United States Marine Corp | Londonderry | NH | 06/2014 | 12/2019 |
| Key Investment Services Llc | Portland | ME | 02/2018 | 03/2020 |
| Key Investment Services Llc | Portland | ME | 03/2020 | 04/2021 |
| Fisher Investments | Plano | TX | 06/2022 | 08/2025 |
| Cport Credit Union | Portland | ME | 04/2021 | 04/2022 |
| Peak American Investment Advisors, Inc. | Plano | TX | 09/2025 | 02/2026 |
| Mariner | Overland Park | KS | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-02 |
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