Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-25 |
| TN | RA | APPROVED | 2025-11-24 |
Branch Locations
1575 N Three Notch Road, Ringgold, GA 30736 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fedex Ground | Ooltewah | TN | 08/2019 | 10/2020 |
| Erianger Health Systems | Chattanooga | TN | 05/2018 | 08/2019 |
| Dempsey Lord Smith, Llc | Ringgold | GA | 11/2017 | 05/2018 |
| University Of Tn At Chattanooga | Chattanooga | TN | 08/2014 | 12/2018 |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2020 | 11/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2025 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 11/2025 | 03/2026 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2025 | Present |
1. AMG INSURANCE AND FINANCIAL COMPANY, 1575 N Three Notch Rd, Ringgold GA 30736, United States, 11/2020, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO - 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-23 |
Reach out to this advisor