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1 Wall St, Carlinville, IL 62626 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-01-15 |
| MO | RA | APPROVED | 2018-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall Street Financial Group, Inc. | Carlinville | IL | 07/2017 | Present |
| Sam's Club | Glen Carbon | IL | 08/2016 | 07/2017 |
1) Business name: Insurance sales; Investment related: no; Address: same as adviser; Nature of other business: Life, Health, Critical Illness, Disability and Long-term Care Insurance sales; Position, title or relationship: Licensed insurance agent; Start date: March 2018; Hours per month: Varies; Hours per month devoted to business during securities trading hours: Varies; Duties: Life, Health, Critical Illness, Disability and Long-term Care Insurance sales 2) Business name: Carl and John Zeidler LLC; Investment related: no; Address: same as adviser; Nature of other business: owner of real estate; Position or title: partner, co-owner; Start date: April 2021 ; Hours per month: Approximately five hours a month is spent on this business. 3) Business name: Wall Street Tax Services LLC; not investment related; Edwardsville Ill; Tax preparation services; CPA; Owner and Managing Member; January 2026; 4 hours per month; two hours during trading; Prepare tax returns.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-15 |
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