Stephen George Philip

Employer firm

Rbc Private Counsel (Usa) Inc. CRD 109648

$7.89B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-31

TX RA
APPROVED_RES

Since 2018-01-31

Branch Locations

82 King Street West, Brockville, Ontario K6V 3P9 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Private Counsel (Usa) Inc.	Brockville, Ontario		11/2006	Present
Rbc Dominion Securities Inc.	Brockville, Ontario		03/1997	Present

11/2006 → Present

Rbc Private Counsel (Usa) Inc.

Brockville, Ontario
03/1997 → Present

Rbc Dominion Securities Inc.

Brockville, Ontario

Other Businesses

West End Asset Management - President Investment-related : NO 5572 Carrison Drive, Manotick, ON, K4M 1K7 Nature of other business: retail sales Start date: 2000 Approximate number of hours/month: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: owner 1846253 Ontario Limited - Treasurer Investment-related : NO 5572 Carrison Drive, Manotick, ON, K4M 1K7 Nature of other business: commercial real estate Start date: 2012 Approximate number of hours/month: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: treasurer