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Stephen George Philip

Rbc Private Counsel (Usa) Inc.

Brockville, Ontario

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Current Employers
Rbc Private Counsel (Usa) Inc.

155 Wellington Street West, 17Th Floor Rbc Centre, Toronto, On M5V 3K7 • Canada

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-31
  • TX RA
    APPROVED_RES
    Since 2018-01-31

Branch Locations

82 King Street West, Brockville, Ontario K6V 3P9 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Private Counsel (Usa) Inc. Brockville, Ontario 11/2006 Present
Rbc Dominion Securities Inc. Brockville, Ontario 03/1997 Present
Other Businesses

West End Asset Management - President Investment-related : NO 5572 Carrison Drive, Manotick, ON, K4M 1K7 Nature of other business: retail sales Start date: 2000 Approximate number of hours/month: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: owner 1846253 Ontario Limited - Treasurer Investment-related : NO 5572 Carrison Drive, Manotick, ON, K4M 1K7 Nature of other business: commercial real estate Start date: 2012 Approximate number of hours/month: 2 Number of hours you devote to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: treasurer

View on SEC IAPD

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