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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Edina | MN | 03/2016 | 09/2018 |
| New York Life Insurance Co. | Edina | MN | 03/2016 | 09/2018 |
| Eagle Strategies Llc | Edina | MN | 05/2017 | 09/2018 |
| Transamerica Retirement Solutions | St. Paul | MN | 09/2018 | Present |
| Transamerica Investors Securities Corporation | St. Paul | MN | 10/2018 | Present |
[Roger Youth Hockey Association; voluntary head coach of local community hockey team.; 13079 Oakwood Dr, Rogers, MN 55374; Start Date 02/2018; Role/Title: Volunteer; Not Investment Related; 10 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-05 |
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