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Michael David Ramsey

J.P. Morgan Securities LLC

Washington, DC

Irvine, CA

CRD 6897367

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
TX RA APPROVED_RES 2024-07-08
  • CA RA
    APPROVED
    Since 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2024-07-08

Branch Locations

875 15Th St Nw, Floor 07, Washington, DC 20005 • United States

3 Park Plaza, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
3 Ball Entertainment, Llc. Redondo Beach CA 01/2016 10/2017
North End Entertainment Hermosa Beach CA 09/2013 03/2020
Nuveen Securities, Llc. Los Angeles CA 01/2018 05/2024
J.P. Morgan Securities Llc Irvine CA 06/2024 Present
Jpmorgan Chase Bank, N.A. Irvine CA 06/2024 Present
Strand Pacific Llc Sacramento CA 06/2026 Present
  • 01/2016 → 10/2017
    3 Ball Entertainment, Llc.
    Redondo Beach, CA
  • 09/2013 → 03/2020
    North End Entertainment
    Hermosa Beach, CA
  • 01/2018 → 05/2024
    Nuveen Securities, Llc.
    Los Angeles, CA
  • 06/2024 → Present
    Irvine, CA
  • 06/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 06/2026 → Present
    Strand Pacific Llc
    Sacramento, CA
Previous Registrations
Other Businesses

Effective 6/5/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Entity Name: Strand Pacific LLC Investment related: Yes "Address: 2108 N Street, STE N Sacramento CA 95816" Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 06/10/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Strand Pacific LLLC, a California single member LLC of which I am the sole member. The entity is being established as a holding company for potential future business investments. It is currently dormant – no revenue generating activity, no bank account, no clients, no customers, and no compensation received or expected at this time. Strand Pacific LLC will not be engaging in an securities related business, does not compete with the firm, and has no connection to my role or clients at the firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-02
  • S66 Uniform Combined State Law Examination
    2018-10-02

View on SEC IAPD

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