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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2010-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2010 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2010 | Present |
1. INDEPENDENT INSURANCE AGENT, HUNTSVILLE, AL, 5/2010 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 0/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/MO - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3. MCCLURE'S FINANCIAL SERVICES, 2502 AUDUBON LN SE, MCCLURE, OWENS X RDS AL 35763, 08/01/2019, Owner, Using a Trade Name/dba, INV REL, 160 HR/MO - 8 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-18 |
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