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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
Farmville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Farmville | NC | 01/2018 | 11/2024 |
| Southern Bank & Trust Co. | Farmville | NC | 02/2002 | 12/2017 |
| Lpl Enterprise, Llc | Farmville | NC | 11/2024 | Present |
1) 10/29/2024 - Sound Financial Solutions, Inc. - Supporting my Prudential Advisor business. Working with three teammates to grow my business - DBA for LPL Business (entity for LPL business) - Inv Related - At Farmville, NC - Start Date 06/05/2023 - 0hrs/mth - 0hrs/mth During Trading 2) 02/23/2026-Monroe Financial-Financial Planner / Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/01/2026-240hrs/mth-240hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-12-18 |
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