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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED | 2026-04-17 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
3030 Northwest Expressway Suite 300, Oklahoma City, OK 73112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oklahoma City | OK | 01/2018 | 04/2026 |
| Bank Of Oklahoma | Oklahoma City | OK | 06/2016 | 01/2018 |
| Rockefeller Financial Llc | Oklahoma City | OK | 04/2026 | Present |
Bad Neighbors; Investment related No; Vocalist (proprietor, partner, officer, director, employee, trustee, agent); Dec 2018; 10 hours per month and 0 hours during trading hours; vocalist in an entertainment band
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-19 |
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