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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker Dealer Inc | Allentown | PA | 09/2019 | 07/2022 |
| Adp Llc | Allentown | PA | 09/2019 | 07/2022 |
| Pathfinders Inc. | Plymouth Meeting | PA | 07/2019 | 09/2019 |
| Chickie's And Pete's Restaurant | Warrington | PA | 04/2016 | 08/2018 |
| Foresters Financial Services | Philadelphia | PA | 01/2018 | 05/2018 |
| Temple University | Philadelphia | PA | 08/2015 | 05/2019 |
| The Vanguard Group | Malvern | PA | 07/2022 | 07/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2025 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 08/2025 2) SCOTT E. MARSHALL & ASSOCIATES WEALTH MANAGEMENT, 100 Hyde Park, Building One, Doylestown PA 18902, United States, 08/04/2025, Investment Advisor Representative, DBA Name, NIR, 160 HR/MO - 135 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-06 |
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