Best Investors Account Sign in

Travis Michael Ritter

Cetera Investment Advisers LLC

Feeding Hills, MA

Warwick, RI

CRD 6896701

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-11-22
MA RA APPROVED 2024-05-22
  • RI RA
    APPROVED
    Since 2024-11-22
  • MA RA
    APPROVED
    Since 2024-05-22

Branch Locations

Feeding Hills, MA • United States

117 Metro Center Boulevard Suite 2008, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc. St. Paul MN 01/2018 08/2023
Pioneer Financial Group Longmeadow MA 07/2016 09/2020
Pioneer Financial Group Windsor CT 10/2020 Present
Cetera Wealth Services, Llc Windsor CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2018 → 08/2023
    Securian Financial Services Inc.
    St. Paul, MN
  • 07/2016 → 09/2020
    Pioneer Financial Group
    Longmeadow, MA
  • 10/2020 → Present
    Pioneer Financial Group
    Windsor, CT
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Windsor, CT
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-04-22 → 2023-08-10
    Securian Financial Services, Inc.
    Longmeadow, MA
    Windsor, CT
    St. Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-09
  • S66 Uniform Combined State Law Examination
    2019-04-09

View on SEC IAPD

More in Feeding Hills, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor