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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

12801 Pierce St Ste 300, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Ann Arbor MI 12/2017 08/2020
Center Of Dermatology, P.C. Omaha NE 09/1999 12/2017
Professional Medical Billing, Llc Omaha NE 06/2007 Present
Minnesota Life Insurance Company St Paul MN 08/2020 08/2023
Securian Financial Services Inc St Paul MN 08/2020 08/2023
Renaissance Financial Corp Omaha NE 08/2020 Present
Center Of Dermatology, P.C. Omaha NE 06/1991 Present
Cetera Wealth Services, Llc Omaha NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 12/2017 → 08/2020
    Ann Arbor, MI
  • 09/1999 → 12/2017
    Center Of Dermatology, P.C.
    Omaha, NE
  • 06/2007 → Present
    Professional Medical Billing, Llc
    Omaha, NE
  • 08/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2020 → Present
    Renaissance Financial Corp
    Omaha, NE
  • 06/1991 → Present
    Center Of Dermatology, P.C.
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Omaha, NE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: August 2020 APX NUMBER OF HOURS PER WEEK: 40 2. PROFESSIONAL MEDICAL BILLING, LLC POSITION: Owner NATURE: Business Owner Not INVT RLTD NUMBER OF HOURS: 1 DUR TRD HRS: 0 START: 12/01/2008 ADDRESS: 10110 Nicholas St, #103, Omaha NE 68114, United States DESCRIPTION: Medical insurance and patient billing for medical services provided. I am part-owner of the company, 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2020 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32. 4.STOLLER FAMILY LLP POSITION: Member NATURE: Business Owner Not INVT RLTD # OF HRS: 1 SECURITIES TRADING HOURS: 1 START: 12/2000 ADDRESS: 10110 Nicholas St, #103, Omaha NE 68114, United States DESCRIPTION: Family LLP that invests in land. 5.CENTER OF DERMATOLOGY, P.C. POSITION: Officer NATURE: Business Owner Not INVT RLTD # OF HRS: 1 DUR TRD HRS: 0 START: 06/1991 ADDRESS: 10110 Nicholas St, #103, Omaha NE 68114, United States DESCRIPTION: Asked collection information/questions from, occasionally asked to look over contracts. It is my father's practice. 6.Non-practicing ATTORNEY POSITION: Non-Practicing Attorney NATURE: Non-Practicing Attorney INVESTMENT RELATED: Yes # OF HRS & DUR TRD HRS: 1 START: 8/1999 ADDRESS: 3806 Normal Blvd., Lincoln NE 68506, United States DESCRIPTION: I am non-practicing. I do not utilize my J.D. on my business card. 7. NORTH CENTRAL DI POSITION: Agent/Broker NATURE: Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 DUR TRD HRS: 20 START: 4/2021 ADDRESS: 20711 Holt Avenue, Unit 768, Lakeville MN 55044-9804, United States DESCRIPTION: I propose Ameritas for disability insurance for my clients and prospects. 8. OMAHA PERFORMING ARTS POSITION: Advisory Board NATURE: Board Member Not INVT RLTD # OF HRS: 10 DUR TRD HRS: 2 START: 04/2022 ADDRESS: 1200 Douglas Street, Omaha NE 68102, United States DESCRIPTION:This is a 2-year commitment: - attend meetings over lunch the fourth Wednesday of every month August through May - volunteer as available in the Weaver Lounge at the Orpheum - mailing for Broadway Ball (even years) & Stage Party (off years) -encourage others to attend OPA performances - financial support thorough presenters dues of minimum of $50 - subscribe to my choice of ticketed performances - attend fundraising events 9. BUSINESS: TICKETS FAB FIVE, LLC; Not INVT RLTD ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LLC; START: 5/2025; TITLE: MEMBER; APX # OF HRS/WK: LESS THAN 1, 0 DUR TRD HRS DUTIES: GENERAL INVESTMENT; 10. NAME OF OTHER BUSINESS: OAKDALE COMMUNITY CLUB; INVESTMENT RELATED: NO ADDRESS: 9801 W CENTER RD, OMAHA, NE 68124 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 8/1/26 ; POSITION/TITLE/RELATIONSHIP: SPONSORSHIP MEMBER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: CONTACT FAM & BUSNS IQUIRE ABOUT SPONSORING OAKDALE COMM CLUB SUPP STDNTS,TEACHERS & ADMIN. OF ELEM SCHOOL ; 11. NAME OF OTHER BUSINESS: OMAHA PERFORMING ARTS PRESENTERS CIRCLE BOARD OF DERICTORS, MEMBER ; INVESTMENT RELATED: NO ADDRESS: 12200 DOUGLAS ST, OMAHA, NE 68102 ; NATURE OF BUSINESS: ; START DATE: XXDATEXX POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER ; APX NUMBER OF HOURS PER WEEK: 0.5 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: CONTACT INDIVIDUALS AND BUSINESSES TO SPONSOR THE BROADWAY GALA FOR 2026;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-07
  • S66 Uniform Combined State Law Examination
    2018-05-07
Other Names
  • Asher Stoller

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