Best Investors Account Sign in

Lizzette Bennett

Wells Fargo Clearing Services, LLC

Westlake Village, CA

Simi Valley, CA

CRD 6896623

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-27
  • CA RA
    APPROVED
    Since 2021-07-27

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

2740 Cochran St, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Simi Valley CA 09/2015 02/2019
Wells Fargo Clearing Services Llc Simi Valley CA 01/2018 02/2019
J.P. Morgan Securities Llc Simi Valley CA 03/2019 05/2021
Jpmorgan Chase Bank, N.A. Simi Valley CA 03/2019 05/2021
Wells Fargo Clearing Services, Llc Agoura Hills CA 05/2021 Present
Wells Fargo Bank, Na Agoura Hills CA 05/2021 Present
  • 09/2015 → 02/2019
    Wells Fargo Bank Na
    Simi Valley, CA
  • 01/2018 → 02/2019
    Wells Fargo Clearing Services Llc
    Simi Valley, CA
  • 03/2019 → 05/2021
    J.P. Morgan Securities Llc
    Simi Valley, CA
  • 03/2019 → 05/2021
    Jpmorgan Chase Bank, N.A.
    Simi Valley, CA
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc
    Agoura Hills, CA
  • 05/2021 → Present
    Wells Fargo Bank, Na
    Agoura Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-27
S63 Uniform Securities Agent State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2021-07-27
  • S63 Uniform Securities Agent State Law Examination
    2018-04-18
Other Names
  • Lizzette Ayala

View on SEC IAPD

Nearby Firms

MANCHESTER FINANCIAL INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EAGLE STRATEGIES LLC

Nearby Investors

Seth Christian Catanese
FRANKLIN SCHENECK WHITEHOUSE
LAURA JO Navarro

Nearby Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA

More in Westlake Village, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor