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Lizzette Bennett

Wells Fargo Clearing Services, LLC

Westlake Village, CA

Simi Valley, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-27
  • CA RA
    APPROVED
    Since 2021-07-27

Branch Locations

3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States

2740 Cochran St, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Simi Valley CA 09/2015 02/2019
Wells Fargo Clearing Services Llc Simi Valley CA 01/2018 02/2019
J.P. Morgan Securities Llc Simi Valley CA 03/2019 05/2021
Jpmorgan Chase Bank, N.A. Simi Valley CA 03/2019 05/2021
Wells Fargo Clearing Services, Llc Agoura Hills CA 05/2021 Present
Wells Fargo Bank, Na Agoura Hills CA 05/2021 Present
  • 09/2015 → 02/2019
    Wells Fargo Bank Na
    Simi Valley, CA
  • 01/2018 → 02/2019
    Wells Fargo Clearing Services Llc
    Simi Valley, CA
  • 03/2019 → 05/2021
    J.P. Morgan Securities Llc
    Simi Valley, CA
  • 03/2019 → 05/2021
    Jpmorgan Chase Bank, N.A.
    Simi Valley, CA
  • 05/2021 → Present
    Wells Fargo Clearing Services, Llc
    Agoura Hills, CA
  • 05/2021 → Present
    Wells Fargo Bank, Na
    Agoura Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-27
S63 Uniform Securities Agent State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2021-07-27
  • S63 Uniform Securities Agent State Law Examination
    2018-04-18
Other Names
  • Lizzette Ayala

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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