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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-30
IL RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2024-05-30
  • IL RA
    APPROVED
    Since 2022-05-18

Branch Locations

5211 W Landens Way, Peoria, IL 61615 • United States

175 E. Elm Street, Canton, IL 61520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. Llc East Peoria IL 05/2018 11/2018
Tom Conklin State Farm Farmington IL 08/2016 12/2017
Star Metal Art Farmington IL 07/2012 10/2017
Southern Illinois University-Edwardsville Edwardsville IL 08/2014 05/2018
Northwestern Mutual Glen Carbon IL 12/2017 03/2018
Legence Bank Carbondale IL 11/2018 01/2020
Midwestern Securities Trading Co. Llc East Peoria IL 11/2018 01/2020
Tom Conklin Insurance Agency Farmington IL 01/2020 09/2021
State Farm Vp Management Corp Farmington IL 01/2020 09/2021
Cuna Brokerage Services, Inc. Waverly IA 09/2021 05/2022
Cefcu Peoria IL 09/2021 Present
Lpl Financial Llc Peoria IL 05/2022 Present
  • 05/2018 → 11/2018
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 08/2016 → 12/2017
    Tom Conklin State Farm
    Farmington, IL
  • 07/2012 → 10/2017
    Star Metal Art
    Farmington, IL
  • 08/2014 → 05/2018
    Southern Illinois University-Edwardsville
    Edwardsville, IL
  • 12/2017 → 03/2018
    Northwestern Mutual
    Glen Carbon, IL
  • 11/2018 → 01/2020
    Legence Bank
    Carbondale, IL
  • 11/2018 → 01/2020
    Midwestern Securities Trading Co. Llc
    East Peoria, IL
  • 01/2020 → 09/2021
    Tom Conklin Insurance Agency
    Farmington, IL
  • 01/2020 → 09/2021
    State Farm Vp Management Corp
    Farmington, IL
  • 09/2021 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 09/2021 → Present
    Cefcu
    Peoria, IL
  • 05/2022 → Present
    Peoria, IL
Previous Registrations
  • 2021-09-22 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Pekin, IL
    Peoria, IL
  • 2018-11-05 → 2020-01-02
    East Peoria, IL
    East Peoria, IL
    Harrisburg, IL
    Marion, IL
    Carbondale, IL
    Evansville, IN
    Marion, IL
Other Businesses

1. 05-18-2022- Investment products and services are offered through LPL Financial LLC using the DBA/trade name CEFCU Investment Services- Investment Related- At Reported Business Location(s) 2. 05/06/2025 - none - Investment Related - Other - Wedding Officiant - Home based - Start Date:08/10/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 3. 12/17/2025 - Skaggs Shoe Shine - Business Owner - Owner - Not Investment Related - Home Based - Start Date 01/01/2026 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-08
  • S66 Uniform Combined State Law Examination
    2018-08-08

View on SEC IAPD

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