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Ashley Tiffany Richards

Raymond James & Associates, Inc.

Houston, TX

Katy, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-23
  • TX RA
    APPROVED
    Since 2020-06-23

Branch Locations

15375 Memorial Drive Suite 350, Houston, TX 77079 • United States

24285 Katy Fwy Ste 620, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Willis Johnson & Associates Houston TX 06/2019 06/2020
Willis Johnson & Associates Houston TX 06/2019 06/2020
Willis Johnson & Associates Houston TX 06/2018 06/2019
Willis Johnson & Associates Houston TX 12/2017 05/2018
Heb Cypress TX 08/2017 12/2017
College Student Houston TX 09/2016 08/2017
Raymond James & Associates, Inc Katy TX 06/2020 Present
  • 06/2019 → 06/2020
    Willis Johnson & Associates
    Houston, TX
  • 06/2019 → 06/2020
    Willis Johnson & Associates
    Houston, TX
  • 06/2018 → 06/2019
    Willis Johnson & Associates
    Houston, TX
  • 12/2017 → 05/2018
    Willis Johnson & Associates
    Houston, TX
  • 08/2017 → 12/2017
    Heb
    Cypress, TX
  • 09/2016 → 08/2017
    College Student
    Houston, TX
  • 06/2020 → Present
    Raymond James & Associates, Inc
    Katy, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-31
S65 Uniform Investment Adviser Law Examination 2019-08-27
  • S63 Uniform Securities Agent State Law Examination
    2020-08-31
  • S65 Uniform Investment Adviser Law Examination
    2019-08-27
Designations
Other Names
  • Ashley Lawson

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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