Clovis Waylon Van Houten

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 10/2016
  Securities America Inc
  West Orange, FL
• 10/2016 → 06/2019
  Summit Brokerage Services, Inc.
  Port Neches, TX
• 06/2019 → 06/2022
  Lpl Financial Llc
  Beaumont, TX
• 06/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2023 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Other Businesses

1) INSURANCE / 1114 Bowlin Ave, Port Neches TX 77651 / 06/01/1998 / INV REL / INSURANCE AGENT FOCUSED ON MEDICARE CHOICES / 10 HR/MO - 5 HR/MO TRADING 2) BRIDGEWAY FINANCIAL SERVICES, 2920 EASTEX FWY, BEAUMONT TX 77703-4619, 02/2025, Owner, DBA Name, INV REL, 180 HR/MO, 160 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-16
• S63 Uniform Securities Agent State Law Examination
  1999-03-05

Other Names

• Clovis Waylon Vanhouten